DNA Evidence Exclusion

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DNA EVIDENCE: ADMISSIBILITY AND UNFAIR PREJUDICE

DNA evidence is often treated as objective, definitive, and difficult to challenge.

In practice, the admissibility and weight of forensic DNA evidence is nuanced, matter-specific, and continually evolving. The real issue is rarely “does the DNA match?” – it is whether the evidence is being advanced in a way that is scientifically justified, logically valid, and fair in the context of the trial.

Admissibility challenges involving DNA evidence are rarely won on broad assertions. They turn on detail: the underlying raw data, the interpretive settings and assumptions, and whether the conclusion extends beyond what the science can support.

Roebuck Forensics assists criminal lawyers by providing independent forensic DNA review to support matters where the defence is considering whether to exclude DNA evidence, limit its use, or challenge the way it is being presented – including in the context of voir dire preparation and probative value versus unfair prejudice considerations (including s 137 Evidence Act in Uniform Evidence Act jurisdictions).

In cases where exclusion is in issue, the following scientific concerns commonly arise:

• Low-level DNA findings where uncertainty and variability increase
• Mixed profiles requiring interpretive decisions and assumptions
• STRmix or other probabilistic genotyping results being overstated beyond source level
• Propositions that do not reflect the real dispute in the case
• DNA transfer, persistence or contamination risks that are not properly addressed
• Weak scene context or uncertainty about the biological source of the DNA

Where these issues exist, the true probative value of the DNA evidence may be materially different from how it appears on the face of the report.

 

 

 

In cases where exclusion is in issue, the following scientific concerns commonly arise:

• Low-level DNA findings where uncertainty and variability increase
• Mixed profiles requiring interpretive decisions and assumptions
• STRmix or other probabilistic genotyping results being overstated beyond source level
• Propositions that do not reflect the real dispute in the case
• DNA transfer, persistence or contamination risks that are not properly addressed
• Weak scene context or uncertainty about the biological source of the DNA

Where these issues exist, the true probative value of the DNA evidence may be materially different from how it appears on the face of the report.

 

 

 

We assist criminal lawyers by:

  • Reviewing reported DNA findings and associated material

  • Evaluating the strength and limits of the evidence

  • Identifying assumptions and alternative explanations

  • Preparing clear advice for strategy and decision-making

  • Delivering expert reports where required

Issues we frequently encounter during reviews of DNA evidence:

  • Mixed DNA profiles and attribution issues

  • Low-level / trace DNA results

  • Propositions and inference (source vs activity)

  • Likelihood ratios and reporting frameworks

  • Gaps in examination and interpretation

This work is often most valuable early, before:

  • Pleas are entered

  • Committal positions are set

  • Trial strategy becomes fixed

However, you can contact us at any stage of the matter to seek advice.

Depending on your needs we can provide:

  • Written advice / conference notes

  • Expert witness report

  • Cross-examination support materials

  • Case consultations via video conference

If you are unsure whether the forensic evidence warrants expert involvement, I can provide an initial view and a quote for the appropriate level of review — from targeted advice through to full reporting and trial support.

What we do

We assist criminal lawyers by:

  • Reviewing reported DNA findings and associated material

  • Evaluating the strength and limits of the evidence

  • Identifying assumptions and alternative explanations

  • Preparing clear advice for strategy and decision-making

  • Delivering expert reports where required

Common issues

Issues we frequently encounter during reviews of DNA evidence:

  • Mixed DNA profiles and attribution issues

  • Low-level / trace DNA results

  • Propositions and inference (source vs activity)

  • Likelihood ratios and reporting frameworks

  • Gaps in examination and interpretation

When to use us

This work is often most valuable early, before:

  • Pleas are entered

  • Committal positions are set

  • Trial strategy becomes fixed

However, you can contact us at any stage of the matter to seek advice.

What you get

Depending on your needs we can provide:

  • Written advice / conference notes

  • Expert witness report

  • Cross-examination support materials

  • Case consultations via video conference
Quotation

If you are unsure whether the forensic evidence warrants expert involvement, I can provide an initial view and a quote for the appropriate level of review — from targeted advice through to full reporting and trial support.

Probative value vs unfair prejudice (s 137 Evidence Act)

In Uniform Evidence Act jurisdictions, lawyers will be familiar with s 137 of the Evidence Act, which requires exclusion of prosecution evidence where its probative value is outweighed by the danger of unfair prejudice. Comparable exclusion principles apply in non-Uniform Evidence Act jurisdictions (including WA, Queensland and South Australia), although the statutory framework and terminology differ.

Forensic DNA evidence can raise these issues where:

  • the statistic carries an outsized “scientific authority” effect
  • a source-level conclusion is used to imply activity (“contact”, “use”, “involvement”)
  • key limitations and assumptions are not made transparent
  • alternative explanations (transfer, persistence, contamination) remain plausible
  • the DNA is the primary evidence relied upon by the Crown

My role is not to provide legal advice, but to provide independent scientific analysis that assists counsel to accurately characterise what the DNA evidence does (and does not) establish — so it can be properly framed in conference, cross-examination, and submissions.

Helen Roebuck DNA expert giving evidence

When DNA evidence becomes unfairly persuasive

DNA evidence is powerful — but it is not infallible.

Modern forensic DNA interpretation can involve mixed profiles, low-level DNA, probabilistic genotyping (including STRmix), and reporting frameworks that require assumptions and professional judgement. The evidential weight of a DNA finding is therefore rarely self-evident from the face of the report.

The most effective challenges to DNA evidence are rarely about arguing “DNA is unreliable”. They are usually about precision: what was tested (and what was not), what assumptions were required to generate the statistic, what question the statistic actually answers, and whether conclusions are being extended beyond the data.

This level of analysis is time-consuming and highly technical. Independent review can clarify the true probative value of the evidence — and the risk of overstatement or misuse in court.

In practice, careful preparation for an admissibility challenge (including a voir dire) often exposes limitations and vulnerabilities in the way the DNA evidence is being advanced. In some matters, that process results in the prosecution withdrawing or narrowing reliance on the DNA evidence, particularly where probative value is limited or unfair prejudice is a realistic risk.

Case notes (selected published judgments)

Roebuck Forensics has been engaged in a significant number of matters across jurisdictions where DNA evidence has been excluded, limited, or substantially reframed following independent expert review and clarification of the scientific issues. In many cases, those outcomes occur through pre-trial processes and are not publicly reported.

The following case notes are selected published judgments from matters in which Roebuck Forensics reviewed the DNA evidence, and where the Court referred to that expert opinion in its reasoning.

State of Western Australia v Piccioni [2025] WADC 69

Judicial comment:

“Ms Roebuck’s opinion more accurately reflects the significance of secondary transfer … I prefer and adopt her formulation.”

— Judge Astill, State of Western Australia v Piccioni [2025] WADC 69

R v Ke [2019] NSWDC 349

Judicial comment:

“I refuse to admit the evidence sought to be adduced by the prosecution because if it does have probative value, that value is outweighed by the danger of unfair prejudice to the accused by reason of the possibility of misuse of the evidence by the jury”

— Judge Grant, R v KE [2019] NSWDC 349 [2025] WADC 69

Helen Roebuck DNA expert Sydney

Why Helen Roebuck

I have worked extensively across a very broad range of matters in which the question of exclusion has been applied to the DNA evidence.

My depth of experience is marshalled to carefully evaluate the particular issues present.

Undoubtedly, the merits of one matter may support entirely different prospects of exclusion than another.

I am uniquely placed to evaluate, decipher and persuasively explain the science in consideration of exclusion where warranted.


Next Step

If you are considering an admissibility challenge, or need independent forensic input to assess whether DNA evidence is being overstated:

A preliminary DNA expert review can be a useful step in assessing the broad strengths and weaknesses of a particular matter. This process can also identify documentary and any further evidence requirements.

Rigorous interrogation of the evidence will uncover underlying issues and determine the most appropriate pathway towards reviewing and reporting the matter.

QCertain complex matters benefit from a draft DNA expert report, which can open areas for discussion with Counsel, and potentially allow for defence to approach the prosecution.

Following a thorough evaluation of the evidence, a DNA expert report will be issued in accordance with the expert witness code of conduct. The report will be suitable for submission in evidence.

Preparations with Counsel are often conducted, such that the probative value of the evidence is weighed effectively and persuasively at Voir Dire, should such a hearing be required.

Extensive preparations are generally conducted in anticipation of substantive hearing. Which may include cross examination and evidence in chief scenarios specific to the matter .

Common questions about excluding DNA evidence

Can DNA evidence be excluded in a criminal trial?

Yes. Depending on the jurisdiction and circumstances, DNA evidence may be excluded where its probative value is limited, where it is unfairly prejudicial, or where there is a real risk the evidence could be misused or overstated in court.

What is s 137 of the Evidence Act and how does it relate to DNA evidence?

In Uniform Evidence Act jurisdictions, s 137 requires exclusion of prosecution evidence where its probative value is outweighed by the danger of unfair prejudice. DNA evidence may engage this where the statistic is likely to be misunderstood or relied upon beyond what it can scientifically support.

When is DNA evidence most vulnerable to an admissibility challenge?

Common examples include low-level DNA, complex mixtures, STRmix results with strong assumptions, uncertain biological source, or where transfer/persistence/contamination are realistic alternative explanations.

When might a voir dire be used in relation to DNA evidence?

A voir dire is a pre-trial process where the court determines admissibility issues. It may be used where there is dispute about whether a DNA result should be admitted, limited, or framed in a particular way for the jury.

What is the difference between source-level and activity-level DNA evidence?

Source-level addresses whether a person could be a contributor to the DNA profile. Activity-level addresses how the DNA was deposited (direct contact, secondary transfer, handling pathways, persistence and timing). Confusing these levels is a common cause of overstatement.

Can DNA evidence be misleading even if the lab result is technically correct?

Yes. The result may be scientifically valid, but still misleading in context if key limitations are not disclosed, propositions are too narrow, or the evidence is used to imply activity-level conclusions it cannot support.

How can STRmix affect admissibility arguments?

STRmix is a probabilistic genotyping system that generates likelihood ratios using modelling assumptions and settings. In some matters, admissibility concerns arise where assumptions materially influence the LR, transparency is limited, or the LR is used beyond its proper level of inference.

Do I need an expert to challenge DNA evidence?

Often, yes. Admissibility challenges typically turn on the underlying raw data, the interpretive assumptions, and whether the conclusion extends beyond what the science can support. Expert review can assist by identifying vulnerabilities and explaining them in clear, court-usable terms.

What does Roebuck Forensics review in a DNA exclusion brief?

Depending on the scope, this may include the forensic report, analytical and interpretive documentation, mixture interpretation/STRmix outputs (if applicable), transfer/persistence considerations, proposition wording, and the suitability of the inference being advanced.

Can early expert review lead to DNA evidence being withdrawn?

In some matters, careful preparation for admissibility arguments can result in the prosecution narrowing or withdrawing reliance on DNA evidence, particularly where limitations become clear or the probative value is reduced when properly framed.

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